Kore's Sarbanes-Oxley Suite
DataFlo Enhancements for Sarbanes-Oxley Compliance

Sarbanes-Oxley Enhancements

The Sarbanes-Oxley Act of 2002 (sometimes referred to as SOX) is a hot topic not only for CFOs but for CIOs and IT departments too. If you are using DataFlo, chances are you will be affected by SOX and you need to know that Section 404 requires management to establish and maintain adequate internal control structures and procedures for financial reporting. Unfortunately, the phrase "internal controls" is not very clear or specific and IT may be asked to implement or create these internal controls within your system.

Kore's Sarbanes-Oxley Suite has several solutions to address the most common Sarbanes-Oxley compliance challenges for DataFlo. These solutions can be implemented individually to address specific problems or used together for a comprehensive solution.

DataFlo Sarbanes-Oxley Suite


Software Change Controls

Ensures live software cannot be changed without following your software testing and release procedures, and the system will automatically send notification e-mails when new software is deployed.

Security and Process Auditing

Tracks changes to user’s security profile or the access settings to a process. The tracking is done regardless of how the change was made (i.e., EDITOR, DataFlo, 3rd Party interface, etc.).

Secure TCL Environment

Kore Enhanced TCL Command Processor provides the Select List, Stacking, and Editing features of the standard UniData/UniVerse TCL processor, but also enforces full Preview Process, File and Field level security.

System Access Reports

Provides 6 reports that facilitate management of user security and system access while providing reports to see who CAN access to your DataFlo system and who IS accessing the DataFlo system.

Special pricing available for the complete Sarbanes-Oxley Suite. Contact us for more information.

Data Migration, Data Exchange, & Third Party Product Integration

This is another area to review for Sarbanes-Oxley compliance because it may involve data manipulation outside the DataFlo financial application (using exported data to spreadsheets for financial reporting for example) or importing data into DataFlo from another product or database.

Our Kourier product family is designed for integration and business automation and can help you put controls around your data and provide transaction logs for exported and imported data. Kore can also provide consulting services to help you understand, document, and implement new processes or procedures in areas of your business that require additional internal controls for SOX compliance.

More Information

If you would like more information on how Kore can help you implement internal controls for Sarbanes-Oxley compliance, contact us today. For more information on Sarbanes-Oxley check out these sites: http://www.sarbanes-oxley-101.com and http://www.soxlaw.com.
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